{"id":6460,"date":"2023-11-30T21:04:19","date_gmt":"2023-11-30T21:04:19","guid":{"rendered":"https:\/\/northamericanmining.com\/?p=6460"},"modified":"2023-12-04T15:09:08","modified_gmt":"2023-12-04T15:09:08","slug":"when-life-hands-you-an-imminent-danger-order-pay-attention","status":"publish","type":"post","link":"https:\/\/northamericanmining.com\/index.php\/2023\/11\/30\/when-life-hands-you-an-imminent-danger-order-pay-attention\/","title":{"rendered":"When life hands you an imminent danger order, pay attention"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><em>By Willa B. Perlmutter<\/em><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">One of my very favorite clients recently sustained a self-inflicted and completely avoidable (and expensive) wound. Since I can\u2019t go back and prevent it from happening, I hope that maybe I can keep the rest of you from falling into the same trap. Let\u2019s talk about what happened.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">One morning, I received an email from my client contact, the very smart OHS manager at a good-sized underground hard rock mine asking if I could help with a special assessment proposed for a single citation. Attached to his email were some pictures of a piece of equipment, MSHA\u2019s proposed assessment, and not one, but two, enforcement actions.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">I opened the assessment and saw the proposed penalty was very high, nearly at the top of MSHA\u2019s penalty scale. Then I opened the citation attached to the email, and at first, I was a little confused. The citation didn\u2019t look great, alleging high negligence and an S&amp;S violation of \u00a7 57.15005, the fall protection rule. On the other hand, MSHA noted that, in the last two years, the mine had been cited for a violation of the regulation only once before, and concluded that only one miner would be affected by the alleged violation. The mine\u2019s enforcement record is, by and large, very good. Still, the penalty was astronomical, way more than what I would have expected under the circumstances.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">But (being a really good lawyer and all), I kept reading. And uh-oh, there it was. Right there on the citation, the inspector wrote that the alleged violation was a factor that contributed to an imminent danger order that had been issued to the mine five minutes earlier. In other words, the inspector wrote a \u00a7 107(a) imminent danger order alleging that a miner had been seen standing on top of a haul truck without using fall protection, and then the inspector immediately wrote a \u00a7 104(a) citation alleging that the company had failed to ensure that safety belts and lines were worn when miners were exposed to a fall hazard.<\/p>\n\n\n<p><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter wp-image-6461\" src=\"https:\/\/northamericanmining.com\/wp-content\/uploads\/2023\/11\/brown-coal-mining-111366_1920.jpg\" alt=\"\" width=\"800\" height=\"533\" srcset=\"https:\/\/northamericanmining.com\/wp-content\/uploads\/2023\/11\/brown-coal-mining-111366_1920.jpg 1920w, https:\/\/northamericanmining.com\/wp-content\/uploads\/2023\/11\/brown-coal-mining-111366_1920-768x512.jpg 768w, https:\/\/northamericanmining.com\/wp-content\/uploads\/2023\/11\/brown-coal-mining-111366_1920-1536x1024.jpg 1536w, https:\/\/northamericanmining.com\/wp-content\/uploads\/2023\/11\/brown-coal-mining-111366_1920-1200x800.jpg 1200w\" sizes=\"auto, (max-width: 800px) 100vw, 800px\" \/><\/p>\n\n\n<p class=\"wp-block-paragraph\">An imminent danger order and a factually related citation. That\u2019s hardly unusual. In fact, that\u2019s generally the rule, not the exception. Imminent danger orders are one of only two circumstances [the other being post-accident control orders under \u00a7 103(j) or (k)] under which MSHA can issue a citation without alleging a specific regulatory violation.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">That said, in nearly every case an inspector will write a second citation \u2013 a companion, if you will \u2013 that ties the alleged imminent danger to a specific regulation. That\u2019s what the inspector did here. Now it was all starting to become clear. The penalty for the citation was so high because of the related imminent danger order.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Unfortunately, here is where the situation took a distressing but avoidable turn. My client only contacted me for help after seeing the ginormous penalty proposed for the citation, about six weeks after the citation and imminent danger order were written \u2013 apparently not realizing that imminent danger orders do not carry a penalty, and the company simply waited to see the citation\u2019s penalty before deciding whether to challenge it\u2026and were shocked at how high that penalty turned out to be. They\u2019d ignored the imminent danger order altogether, even though under \u00a7 105(a) of the Mine Act, they could (and frankly should) have contested it within 30 days.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Okay, so why should that be a problem? I\u2019m glad you asked. According to MSHA\u2019s policies, it was the fact that a \u00a7 107(a) imminent danger order had been issued that triggered the agency\u2019s review of the \u00a7 104(a) citation for possible special assessment. Put the other way, the citation would probably have been assessed according to the regular assessment procedures \u2013 and subject to a much lower penalty \u2013 if the imminent danger order wasn\u2019t there. If the company had contested the imminent danger order as soon as it came out, we very likely could have avoided the special assessment and likely saved the company tens of thousands of dollars.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">But wait \u2013 there\u2019s more. Thirty days later, because no contest was brought, the imminent danger order became a final order of the Federal Mine Safety and Health Review Commission. All things being equal, it is no longer subject to challenge.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">We can still contest the facts and the special findings alleged in the \u00a7 104(a) citation, and we plan to do that. The problem created by the mine\u2019s failure to attack the imminent danger order is magnified, though, because now in our penalty case, the administrative law judge is going to see that as a matter of record, an inspector thought the alleged violation created an imminent danger.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">We\u2019ll have difficulty arguing that the \u00a7 57.15005 violation should not be considered S&amp;S, since an imminent danger, under the Mine Act\u2019s own definition, means that death or serious physical harm was reasonably likely to occur. That will be hard to get around. We can still make the argument, but our failure to challenge the imminent danger when it first happened is going to make for unnecessarily rough sledding (as we say here in the Pacific Northwest).<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">As it turns out, we do have an argument as to why the negligence should never have been considered \u201chigh.\u201d But that, too, would have been better had we contested the \u00a7 107(a) order. When we looked more closely at the facts that gave rise to the imminent danger order and citation, we learned something interesting. Apparently, the miner who\u2019d been up on the haul truck allegedly without fall protection had already finished what he\u2019d been doing and returned to the ground when the inspector first saw him.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">In other words, the inspector did not issue the imminent danger order until the miner was out of danger (if in fact he ever really was in danger). Since the inspector can only issue a \u00a7 107(a) order if something bad is about to happen, there\u2019s a good chance the mine could have gotten the order vacated and thereby avoided both the high penalty for the citation and the difficulty of overcoming the judge\u2019s anticipated emotional reaction to hearing \u201cimminent danger\u201d when the inspector takes the witness stand in the citation penalty case.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">There are just a handful of circumstances under which I would counsel a client to contest a citation (or order) as soon as it\u2019s issued, without waiting for the penalty to be proposed. Accident control orders are one, since those are often written too broadly and can shut down more of your operation than is warranted. Unwarrantable failure citations are another, since they land you on the (d) chain, which can also have operational effects.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">In every case, you should review an imminent danger order to evaluate whether to contest it immediately, even if you\u2019re not sure you plan to challenge the companion citation. (Oh, come on. Humor me.) Under the right circumstances, you might decide not to contest it, but you should always at least make a deliberate decision. Doing that might save you a small fortune in penalties, to say nothing of the enforcement and operational headaches that come when MSHA issues an imminent danger order.<\/p>\n\n\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-4194\" src=\"https:\/\/northamericanmining.com\/wp-content\/uploads\/2023\/03\/perlmutter-willa_017.jpg\" alt=\"\" width=\"200\" height=\"226\" \/><em>Willa Perlmutter is chair of Stoel Rives\u2019\u00a0OSHA group and co-chair of the firm\u2019s\u00a0mining group. She can be reached at\u00a0<a href=\"mailto:willa.perlmutter@stoel.com\">willa.perlmutter@stoel.com<\/a>.<\/em><\/p>","protected":false},"excerpt":{"rendered":"<p>By Willa B. Perlmutter One of my very favorite clients recently sustained a self-inflicted and completely avoidable (and expensive) wound. Since I can\u2019t go back and prevent it from happening, I hope that maybe I can keep the rest of you from falling into the same trap. Let\u2019s talk about what happened. One morning, I received an email from my&hellip;<\/p>\n","protected":false},"author":7,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"om_disable_all_campaigns":false,"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"_themeisle_gutenberg_block_has_review":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_feature_clip_id":0,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":false,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"jetpack_post_was_ever_published":false},"categories":[6],"tags":[2592,1218,158],"coauthors":[1649],"class_list":["post-6460","post","type-post","status-publish","format-standard","hentry","category-law","tag-hard-rock-mine","tag-haul-truck","tag-msha"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.8 - aioseo.com -->\n\t<meta name=\"description\" content=\"By Willa B. 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Perlmutter One of my very favorite clients recently sustained a self-inflicted and completely avoidable (and expensive) wound. Since I can\u2019t go back and prevent it from happening, I hope that maybe I can keep the rest of you from falling into the same trap. Let\u2019s talk about what happened. 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